Job Description

Registered Rep- Back Office
Location: Uniondale, NY
Req # 1007156

As one of the world's leading financial services organizations, BNY Mellon recognizes the importance of a competitive benefits plan as part of your total compensation. That's why we offer a comprehensive, customizable benefits program to meet the needs of our diverse work force. Benefits include high quality medical and dental plans including orthodontic coverage, vision, life and disability insurance, flexible spending accounts, retirement plans that include an attractive 401k match and a company funded pension plan, generous tuition assistance and other work/life programs.

BNY Mellon is committed to Equal Employment Opportunity in providing all individuals interested in expressing interest in employment with us the opportunity to participate without barriers.

Responsible for making sure that all work is properly prioritized and triaged to appropriate departments for processing. Must maintain a detailed understanding of the brokerage industry in general, and equities, options, fixed income and mutual funds specifically. Monitors all incoming correspondence, account applications, checks, transfer forms, certificates, etc. to ensure that paperwork is in good order and is processed in accordance with Federal, State, IRS, Exchange and FINRA regulations to which the Firm is subject. Interacts with customers and Advisors on both basic and advanced levels, regarding account information, procedures, systems and products. Provides the highest level of customer service to both internal and external clients and responds to inquiries in an accurate, professional and efficient manner. Researches and responds to customer complaints including regulatory issues and handles all outgoing correspondence.

Undergraduate degree or related experience, minimum of 1 year financial industry experience. FINRA Series 7 and 63 required or must be willing to obtain within first 120 days of employment. Ability to work well under pressure and meet strict deadlines, excellent verbal and written communication, interpersonal, and organizational skills. PC literacy a must.

If you are interested in expressing an interest in this position, please visit www.bnymellon.com/careers . Please click on the link: Specify Job Search Criteria on the Careers page and enter the specific job reference number 1006914

Candidates interested in applying to this role should e-mail 57c866@brokeragejobs.com.