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Job Details

Senior Broker Dealer Analyst

Job Summary

  • Company: Mesirow Financial
  • Location: Chicago, Illinois
  • Job Type: Full-Time
  • Education Level: Bachelor's (BA/BS)
  • Career Level: middle
  • Years of Experience: 5-10 years

Job Description

Mesirow Financial is a diversified financial services firm headquartered in Chicago. Founded in 1937, it is an independent, employee-owned firm with $31.4 billion in assets under management and more than 1,100 employees in 30 locations across the country and in London.

Mesirow Financial offers a diverse range of services in Investment Management, Investment Services, Insurance Services, Investment Banking, Consulting and Real Estate. Our primary focus in each of these divisions is to build long lasting relationships with our clients by assisting them in reaching their financial goals. Our clients consist of institutions, public sector entities, corporations and individuals.

While much has changed since the firm was established, the entrepreneurial spirit in which our firm was founded continues to be a vital part of our business philosophy today. We believe that constant growth and innovation is fundamental to our success, and we continue to seek new ideas, services and products to meet the ever-changing needs of both our clients and the firm.

Securities operations cash flow analysis,
Report on broker dealer financing and clearing operation KPI's through daily business summary,
Create operating efficiencies within the broker dealer balance sheet to maximixe financing,
Assist in 15c3-3 analysis on customer protection rule,
Assist in 15c3-1 analysis and stress testing scenarios,
Lead effort to improve existing securities reporting methods and protocols,
Present reporting to upper management, including CFO and CEO of the Company,
Additional reporting responsibilities include trend reporting, as well as forecasting future cash needs of the business.
Interact with resources in the accounting, operations, compliance and trading departments on a daily basis.

Self Clearing Brokerage Operations experience is a must, with at least 6-8 years in the securities industry,
Technical knowledge across diverse security types including; equities, municipals, corporate, and asset backed securities,
Previous financial management experience, including regulatory and compliance preferred,
Strong communication skills required
Experience with Thompson Beta system preferred
Strong knowledge of Microsoft Excel, Word and PowerPoint
CPA and or Series 27 preferred


To be considered for this position, please apply online:


Candidates interested in applying to this role should e-mail